University · Law · Corporate and Commercial Law

Securities Regulation and Market Integrity

4 Abschnitte1 Karteikarten-Decks1 Quizze

The US Securities Acts of 1933 and 1934, insider-trading doctrine (O'Hagan), EU prospectus rules, MiFID II, and issuer disclosure under the Market Abuse Regulation.

Inhaltsübersicht

  • Foundations: The 1933 and 1934 Acts and the SEC
  • Insider Trading: Classical, Misappropriation, and Tipping
  • Prospectus Rules and the EU Prospectus Regulation
  • Market Abuse: MAR, Insider Lists, and Issuer Disclosure
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Learn Securities Regulation and Market Integrity — Corporate and Commercial Law Law | Summary, Flashcards & Quiz